SEC chooses Nazareth for market regulation
- SEC Chairman Levitt Steps Down. // Practical Accountant;Feb2001, Vol. 34 Issue 2, p15
Reports on Internal Revenue Service Securities & Exchange Commission Chairman Arthur Levitt's departure after more than seven years in office.
- Who Said He's Gone? Bresiger, Gregory // Traders Magazine;Dec2002, Vol. 15 Issue 205, p10
Reports that Harvey Pitt, chairman of the United States Securities and Exchange Commission (SEC), can still wield influence months after his announced resignation. Need to ensure smooth transfer of leadership; Presiding and voting at SEC meetings.
- Lizarraga to return to banking panel. Ferris, Craig T. // Bond Buyer;07/14/99, Vol. 329 Issue 30682, p4
Reports that United States Securities & Exchange Commission Office of Legislative Affairs Deputy Director Jaime E. Lizarraga is leaving to join the Democratic staff of the House Banking and Financial Services Committee.
- Hamm, Key Figure in SEC Muni Enforcement, to Join Law Firm. Hume, Lynn // Bond Buyer;06/06/2000, Vol. 332 Issue 30906, p6
Reports on United States Securities & Exchange Commission assistant director of enforcement Kathleen Hamm's plans to leave the commission to join Wilson Sonsini Goodrich & Rosati. Hamm's roles in the commission's probe into yield-burning and municipal securities cases; Hamm's career history.
- Senate Panel Unanimously Approves Four SEC Nominees. Hume, Lynn // Bond Buyer;7/26/2002, Vol. 341 Issue 31436, p4
Reports the approval of four of U.S. president George W. Bush's nominees for the Securities and Exchange Commission by the Senate Banking Committee. Names of nominees; Job responsibility of each nominees; Support of the committee among committee members.
- A Man for This Season. Cooper, Evan // On Wall Street;Jan2003, Vol. 13 Issue 1, p12
Considers whether William Donaldson is the right man to be the chairman of the U.S. Securities and Exchange Commission. Chief reason the administration of U.S. President George W. Bush believes he is the right man for the job; Donaldson's achievements.
- Goldschmid to join SEC as general counsel. Hume, Lynn Stevens // Bond Buyer;05/15/98, Vol. 324 Issue 30394, p32
Announces that Harvey J. Goldschmid, a Columbia University law school professor, will join the United States Securities and Exchange Commission as general counsel. Career background; Goldschmid's work on the American Bar Association's Task Force on Lawyers' Political Contributions.
- SL attorney awaits confirmation of nomination to SEC. // Enterprise/Salt Lake City;12/4/95, Vol. 25 Issue 23, p5
States that Norman S. Johnson a Salt Lake City, Utah attorney is awaiting approval of his nomination to serve as one of five commissioners of the Securities Exchange Commission in Washington, District of Colombia. Approval by the United States Senate; Length of term of commissioner; Information...
- PITT APPOINTED SEC CHAIR. // Internal Auditor;Oct2001, Vol. 58 Issue 5, p13
Reports on the appointment of securities lawyer Harvey L. Pitt as chairman of the United States (U.S.) Securities and Exchange Commission (SEC) on August 3, 2001. What Pitt told during his confirmation hearing at the U.S. Senate Banking Committee; Goals of Pitt; Annual salary he earned before...