TBMA Protests SEC Proposal on SROs

Hume, Lynn
March 2005
Bond Buyer;3/10/2005, Vol. 351 Issue 32087, p4
Trade Publication
Reports that The Bond Market Association (TBMA) has opposed the reforms for self-regulatory organizations (SRO) proposed by the U.S. Securities and Exchange Commission (SEC). Claim of the TBMA that the proposed reforms would change self-regulation; Recognition of the Municipal Securities Rule Making Board by the association as the better structure for the Debt Market SRO; Views of National Association of Securities Dealers on SRO regulatory programs.


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