IRS Official Criticizes Judge Who Dismissed Charges in Weiss Fraud Case
- SEC Issues New Enron Charges. // Investment Management Weekly;4/2/2007, Vol. 20 Issue 13, p1
This article reports on the move of U.S. Securities and Exchange Commission (SEC) to file charges against Jordan Mintz, former general counsel for Enron Corp., and Rex Rogers, former associate general counsel for Enron Corp., with civil securities fraud. It details the allegations of the SEC...
- SEC's Goodyear probe finished. Hockensmith, Lisa // Tire Business;4/10/2006, Vol. 24 Issue 1, p3
The article reports that staff from the United States Securities & Exchange Commission (SEC) have notified Goodyear Corp. that the agency has terminated its investigation into the tire maker's 2003 restatement of earnings and will not recommend enforcement action. The announcement came exactly a...
- What's Keeping Directors Up at Night? Steinberg, Richard M. // Compliance Week;May2011, Vol. 8 Issue 88, p40
The article focuses on legal issues surrounding corporate directors and other executives in the U.S. Critical topics discussed include the violation of the company's pay-for-performance policy, charges of securities fraud and obstruction of justice as well as expanding federal government...
- Downed Eagle. // Time;12/8/1967, Vol. 90 Issue 23, p112
The article reports on a court case of involving industrialist Louis E. Wolfson in the U.S. As chairman of Merritt-Chapman and Scott construction complex, he was put into federal charges of fraud, perjury, and falsification of official reports without registering to the Securities and Exchange...
- Despite SEC Action Against Trump, Pro Forma May Not Be An Issue. // Treasury & Risk Management;Feb2002, Vol. 12 Issue 2, p6
Focuses on the legal actions taken by the Securities and Exchange Commission against Trump Hotels and Casino Resorts in the U.S. Charges filed against the resort for its misleading statements in its earnings report; Examination on the earning statements of different companies to evaluate its...
- Group likes SEC protection draft. Anand, Vineeta // Pensions & Investments;2/6/1995, Vol. 23 Issue 3, p9
Reports on the investor relations community's support for the efforts of the Securities and Exchange Commission (SEC) to give companies broader protection from lawsuits for financial projections made by corporate officials. SEC hearings on the proposal.
- Ponzi scheme fallout. Halcom, Chad // Crain's Detroit Business;2/21/2011, Vol. 27 Issue 8, p10
The article presents detailed information on the lawsuit, U.S. Securities and Exchange Commission (SEC) v. Edward May of E-M Management Co. LLC.
- Fights Of The Year. // Futures: News, Analysis & Strategies for Futures, Options & Deri;Feb2012, Vol. 41 Issue 2, p50
The article offers information on two popular court cases of 2011 including Judge Jed Rakoff vs. U.S. Securities and Exchange Commission (SEC), and MF Global Ltd. vs. butt-covering inertia.
- Maintaining Integrity. Hume, Lynn // Bond Buyer;2/22/2005, Vol. 351 Issue 32075, p1
The article reports that MSRB executive director Christopher Taylor has recently said that bond lawyers must do everything the can to help preserve the municipal bond market's integrity in the face of serious challenges that could undermine it. Taylor then ticked off a series of corruption cases...