TITLE

SEC, First Union fight over payments to consultant; will face judge today

AUTHOR(S)
Hume, Lynn
PUB. DATE
March 1999
SOURCE
Bond Buyer;03/02/99, Vol. 327 Issue 30589, p32
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on a legal dispute between the United States Securities and Exchange Commission and First Union Capital Markets Corp. and its former Florida public finance manager Teressa L. Cawley. Violation of the Municipal Securities Rulemaking Board's Rule G-17 on fair-dealing and federal securities laws; Background on the case.
ACCESSION #
1619733

 

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