TITLE

No excuse for not knowing securities law duties, says SEC

AUTHOR(S)
Hume, Lynn
PUB. DATE
March 1999
SOURCE
Bond Buyer;03/02/99, Vol. 327 Issue 30589, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on United States Securities and Exchange Commission (SEC) officials' disappointment over municipal market participants' lack of awareness of their federal securities law obligations. US SEC Office of Municipal Securities director Paul Maco's assessment of industry participants' understanding of securities laws; Suggestions to raise standards for the industry and its practitioners.
ACCESSION #
1619703

 

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