TITLE

MSRB Wants to Strengthen to G-37 to Avoid Indirect Violations

PUB. DATE
February 2005
SOURCE
Bond Buyer;2/16/2005, Vol. 351 Issue 32072, p33
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article discusses the issuance of G-37, a rule governing supervisory issues on soliciting payment to political parties, by the Municipal Securities Rulemaking Board (MSRB) in the U.S. Emphasis on the importance of the rule to prohibit employees from trying to take advantage of fund contributions; Details of the implementation plans of the MSRB for rules of other self-regulatory organizations overseeing the securities markets; Impact of the rule on fund dealers and issuers.
ACCESSION #
16173005

 

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