TITLE

Safe investment

AUTHOR(S)
Begum, Husnara
PUB. DATE
January 2005
SOURCE
Lawyer;1/10/2005, Vol. 19 Issue 1, p10
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Features the director of legal and compliance Hannah Marshall of JO Hambro Investment Management (Johim), a fund management or financial services sector. Tasks of Marshall as Johim's sole in-house lawyer and compliance officer; Registration of Johim in the U.S. Securities and Exchange Commission (SEC); Marshall's argumentation on the compliance issues of the SEC rules; Background of Johim in the business; Efforts of Johim to ensure its compliant of the tough regulatory regime.
ACCESSION #
15872320

 

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