TITLE

Real-Time Compliance

AUTHOR(S)
Hurne, Lynn
PUB. DATE
January 2005
SOURCE
Bond Buyer;1/13/2005, Vol. 351 Issue 32049, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article reports that the National Association of Securities Dealers has issued a notice to securities dealers warning them that they must comply with the specific requirements that have been added to two Municipal Securities Rulemaking Board (MSRB) rules. In a related matter, the U.S. Securities and Exchange Commission approved the MSRB's proposed changes to its rule G-34 on Cusip numbers and new-issue requirements that will ensure that Cusip numbers are assigned to municipal securities prior to the trading of them under the real-time transaction reporting system.
ACCESSION #
15637556

 

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