TITLE

SEC seen moving forward with G-37-like rule, Y2K survey

AUTHOR(S)
Hume, Lynn
PUB. DATE
February 1999
SOURCE
Bond Buyer;02/04/99, Vol. 327 Issue 30572, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Assesses the possibility that the United States Securities and Exchange Commission (SEC) will move forward with a G-37-like rule to prohibit pay-to-play in the public money management area. Commission associate director Robert Plaze's collection of evidence of pay-to-play practices in the public pension and money management area; Likelihood that SEC will conduct a survey of municipal issuers' Year 2000 disclosures.
ACCESSION #
1530271

 

Related Articles

  • SEC to Meet on MMF Rules Next Wednesday, July 23. Hume, Lynn // Bond Buyer;7/17/2014, Vol. 1 Issue 34145, p1 

    The article reports that the U.S. Securities and Exchange Commission (SEC) has asserted that it will meet to consider money market fund rules in July 2014, and mentions that it will also consider to adopt amendments to rules governing the operation of money market funds.

  • Snub: STA Shut Out of Hearings. Bresiger, Gregory // Traders Magazine;Nov2002, Vol. 15 Issue 204, p10 

    Reports on the non-inclusion of the Security Traders Association (STA) in two controversial U.S. Securities and Exchange Commission (SEC) hearings on market structure. Meetings schedules for October and November 2002; Disappointment of STA over non-inclusion; SEC representatives' comments on...

  • SEC seen voting on stricter rules for tax-exempt money funds. Stamas, Vicky // American Banker;11/17/93, Vol. 158 Issue 220, p30 

    Reports on the announcement of the United States Securities and Exchange Commission to vote on a plan to enforce rules for tax-exempt money market funds. Diversification standards for funds; Revisions in credit quality standards.

  • SEC scrutinizes money fund investment practices. Crockett, Barton // American Banker;6/15/1994, Vol. 159 Issue 114, p10 

    Reports on the Securities and Exchange Commission's (SEC) scrutiny of the mutual fund industry's investment practices in money market mutual funds. Prospect of legal action to halt investments that are believed to be inappropriate; Series of losses by money funds; Similar losses by banks and...

  • Money Funds Off Hook on SEC Credit Rating Rule.  // Money Management Executive;9/7/2010, Vol. 18 Issue 34, p9 

    The article reports on the reprieve given by the Securities and Exchange Commission (SEC) on money market funds in the U.S.

  • What If Money Market Funds Go Away? Steinert-Threlkeld, Tom // Money Management Executive;2/20/2012, Vol. 20 Issue 8, p1 

    The article presents information on money market fund reform by the U.S. Securities and Exchange Commission.

  • SEC to Propose Money Market Fund Reform.  // Plan Sponsor News;2013, p7 

    The article reports on the rules proposed by the U.S. Securities and Exchange Commission (SEC) to reform the way money market funds operate.

  • SEC to Propose Money Market Fund Reform.  // Plan Sponsor News;2013, p7 

    The article reports on the rules proposed by the U.S. Securities and Exchange Commission (SEC) to reform the way money market funds operate.

  • SEC votes to overhaul fund rules. Goad, Ben; Colman, Zack // Hill;6/6/2013, Vol. 20 Issue 67, p10 

    The article reports that the Securities and Exchange Commission's (SEC) member panel voted to propose new rules which is designed in reducing the threat of runs in almost $3 trillion money market fund industry.

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics