SEC should shift focus of enforcement, says panelist

Kaplan, David
February 1999
Bond Buyer;02/04/99, Vol. 327 Issue 30572, p4
Trade Publication
Discusses the need for the United States Securities and Exchange Commission to shift its focus to other forms of oversight, according to Robert A. Fippinger of Orrick, Herrington & Sutcliffe. Success of the commission's municipal enforcement program; Need for a discussion on how to measure standards of care for purposes of guarding against recklessness and negligence.


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