TITLE

NASD, Sisung Both Weighing Appeal of Panel Ruling

AUTHOR(S)
Hume, Lynn
PUB. DATE
December 2004
SOURCE
Bond Buyer;12/3/2004, Vol. 350 Issue 32022, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the contemplation of the National Association of Securities Dealers (NASD) and Sisung Securities Corp. whether to appeal a NASD hearing panel ruling in the U.S. Charges of the NASD enforcement staff against the company; Ruling of the panel; Fine given to the firm.
ACCESSION #
15264517

 

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