NASD, Sisung Both Weighing Appeal of Panel Ruling

Hume, Lynn
December 2004
Bond Buyer;12/3/2004, Vol. 350 Issue 32022, p4
Trade Publication
Reports on the contemplation of the National Association of Securities Dealers (NASD) and Sisung Securities Corp. whether to appeal a NASD hearing panel ruling in the U.S. Charges of the NASD enforcement staff against the company; Ruling of the panel; Fine given to the firm.


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