TITLE

SEC to Issue Proposed Rules and Concept Release on SROs

AUTHOR(S)
Hume, Lynn
PUB. DATE
November 2004
SOURCE
Bond Buyer;11/10/2004, Vol. 350 Issue 32008, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the U.S. Securities and Exchange Commission's plan to issue proposed rules that would strengthen the governance, transparency and oversight of securities exchanges and the National Association of Securities Dealers. Reasons why the self-regulatory organization reform is needed; Statement issued by SEC commissioners Harvey Goldschmid and Roel Campos regarding the proposed rules.
ACCESSION #
15027399

 

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