TITLE

IDD OutTakes

AUTHOR(S)
Lugo, Denise
PUB. DATE
November 2004
SOURCE
Investment Dealers' Digest;11/1/2004, Vol. 70 Issue 42, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article presents information on several business enterprises in the U.S. Citigroup CEO Charles Prince literally bowed while apologizing to Japanese regulators last week saying he was sorry for the firm's misdeeds in Japan, which led to the termination of its private banking license. Prince said that the bank would also close its real estate and trust banking businesses. The U.S. Securities and Exchange Commission on Tuesday voted to make hedge fund advisers register with the agency. Those in favor argued that because of the growing market power of hedge funds, the SEC should know more about who is managing what assets, and how.
ACCESSION #
14895170

 

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