TITLE

Hedge Fund Registration Narrowly Passes With 3-2 Vote

AUTHOR(S)
Frankie, Christopher
PUB. DATE
November 2004
SOURCE
Investment Management Weekly;11/1/2004, Vol. 17 Issue 43, p4
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
Reports on the approval of a mandate by the U.S. Securities and Exchange Commission which will require hedge fund managers to register as investment advisors with the agency effective February 1, 2006. Significance of the mandate to the Commission; Implication of the requirement for hedge funds; Statement issued by Joseph Sack, vice president of the Bond Market Association, regarding the timeframe in which funds will be given to come into compliance.
ACCESSION #
14889889

 

Related Articles

  • Hedge Fund Registration: Last-Minute Advice From an Expert. Curtis, Carol E. // Securities Industry News;11/21/2005, Vol. 17 Issue 39, Special Section p8 

    Interviews Lindi L. Beaudreault, a partner in the Washington D.C.-based firm LeClair Ryan, regarding the registration of hedge fund advisers with the U.S. Securities and Exchange Commission (SEC). Significance of a chief compliance officer (CCO) in an organization; Qualifications of the CCO;...

  • The SEC and the FPA still disagreeing over disclosure. Kahan, Stuart // Accounting Today;9/5/2005, Vol. 19 Issue 16, p18 

    Reports on a disagreement between the U.S. Securities and Exchange Commission (SEC) and the Financial Planning Association (FPA) over disclosure standards for financial advisors, as of September 2005. Information on a rule adopted by the SEC regarding disclosure standards for financial...

  • GFOA May Recommend Phase-In of CPO Facility. Hume, Lynn // Bond Buyer;1/23/2006, Vol. 355 Issue 32303, p1 

    The article reports on the possible recommendation from the Government Finance Officers Association that the United States Securities and Exchange Commission adopt a phased-in approach if it requires bond issuers to use the central post office disclosure facility. The phase-in approach will let...

  • MSRB Delaying 15-Minute Move. Kite, Shane // Securities Industry News;12/1/2003, Vol. 15 Issue 46, p21 

    Reports on the decision of the Municipal Securities Rulemaking Board (MSRB) to delay moving reporting times to within 15 minutes of execution to January 2005. Reason for the move; Possible impact of the decision; Reason that the Bond Market Association member firms requested the U.S. Securities...

  • RBDA To SEC: End Unfair CUSIP Fees. Kellerhals, Richard // High Yield Report;6/15/2009, Vol. 20 Issue 24, p11 

    The article reports on the effort of the Regional Bond Dealers Association (RBDA) to urge the U.S. Securities and Exchange Commission to end the fees demanded by the Committee on Uniform Security Identification Procedures (CUSIP) Service Bureau for tagging individual bonds and securities with...

  • SEC Offers Guidance for Hedge Fund Advisers.  // ComplyNet;Aug2006, p3 

    The article provides information on the no-action letter issued by the U.S. Securities and Exchange Commission (SEC) that will provide guidance on the effects of the U.S. Court of Appeals decision in Goldstein v. SEC. The court's decision vacated Rule 203(b)(3)-2, which required hedge fund...

  • 10 Questions with… Dan Moisand on Regulation, 'the Rule,' and Doing the Right Thing.  // Journal of Financial Planning;Jan2006, Vol. 19 Issue 1, p10 

    This article presents an interview with Daniel Moisand, board member of the Financial Planning Association. Moisand has greatly contributed to the organization. He held several positions in the association before he became one of its board members. When asked about the advocacy agenda of the...

  • New regs are inevitable. Collins, Daniel P. // Futures: News, Analysis & Strategies for Futures, Options & Deri;Apr2009, Vol. 38 Issue 4, p14 

    The article reports on the overall message from the Managed Funds Association (MFA) to its members in the U.S. It states that MFA has taken the step to be heard over the issue of the new regulations on the Hedge Fund Registration Rule, which was approved by the Securities and Exchange Commission...

  • At Press Time.  // Investment Management Weekly;9/20/2004, Vol. 17 Issue 37, p1 

    Reports on the submission by the Alternative Investment Management Association in September 2004 of a request to the U.S. Securities and Exchange Commission for the exemption of non-U.S. hedge funds from registering under the Investment Advisor Act of 1940.

Share

Read the Article

Courtesy of THE LIBRARY OF VIRGINIA

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics