Changes in Pricing Policies

Hume, Lynn
October 2004
Bond Buyer;10/6/2004, Vol. 350 Issue 31984, p1
Trade Publication
Reports on the alteration of the pricing practices for municipal securities by the broker-dealer firms in Washington. Compliance to the guidance issued by the Municipal Securities Rulemaking Board; Allegation of pricing violations; Responsibility of the broker-dealers for ensuring retail customers get fair and responsible prices.


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