TITLE

Changes in Pricing Policies

AUTHOR(S)
Hume, Lynn
PUB. DATE
October 2004
SOURCE
Bond Buyer;10/6/2004, Vol. 350 Issue 31984, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the alteration of the pricing practices for municipal securities by the broker-dealer firms in Washington. Compliance to the guidance issued by the Municipal Securities Rulemaking Board; Allegation of pricing violations; Responsibility of the broker-dealers for ensuring retail customers get fair and responsible prices.
ACCESSION #
14665485

 

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