TITLE

Louisiana firm censured, fined for false trade statements

AUTHOR(S)
Hume, Lynn Stevens
PUB. DATE
January 1999
SOURCE
Bond Buyer;01/19/99, Vol. 327 Issue 30560, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that New Orleans, Louisiana-based investment firm Hattier, Sanford & Reynoir and two of its principals have been censured and fined by the National Association of Securities Dealers. False statement given by the firms in their role in trades of government securities under a contract with the Louisiana Insurance Commission.
ACCESSION #
1463205

 

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