Some Dealers Are Misreporting Inter-Dealer Trades, MSRB Warns

Hume, Lynn
September 2004
Bond Buyer;9/29/2004, Vol. 349 Issue 31979, p1
Trade Publication
Reports on the warning conveyed by the Municipal Securities Rulemaking Board in the U.S. regarding the notion that some dealers have misreported inter-dealer municipal securities trades as syndicate trades. Rule of the board that has been violated; Issuance of the warning in a one-page notice; Remark on problems with automated comparison and transaction involving syndicate managers.


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