TITLE

NASD, ICI Urge MSRB to Revise Proposals on Gift Rules

AUTHOR(S)
Hume, Lynn
PUB. DATE
September 2004
SOURCE
Bond Buyer;9/22/2004, Vol. 349 Issue 31974, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the National Association of Securities Dealers (NASD) and the Investment Company Institute's (ICI) call for the Municipal Securities Rulemaking Board to revise proposed changes to its rules on gifts and gratuities. Restrictions imposed by the rules on securities dealers; Reasons of the NASD and ICI for urging revisions in the rules.
ACCESSION #
14530508

 

Related Articles

  • THE CONCEPT OF "TESTATE SUCCESSION" IN THE ROMANIAN AND GEORGIAN LEGAL SYSTEMS (TERMINOLOGICAL SIMILARITIES AND DIFFERENCES). GVELESIANI, IRINA // International Conference : CKS - Challenges of the Knowledge Soc;2013, p289 

    The death of an individual never causes an automatic termination of his (her) rights and obligations. They are transferred to his (her) descendants. The permanent connection of generations has inspired the world civilizations to create rules of succession for establishing people's obedience to...

  • Does Federal Law Prohibit Offering Any Gratuities to Government Officials? CON. Hibey, Richard A. // Supreme Court Debates;Apr99, Vol. 2 Issue 4, p107 

    Presents views of the author regarding the federal law prohibiting government officials to accept any gratuities. Drawbacks of the legislation; Features of the Illegal Gratuity Clause under the Ethics Reform Act of 1989; Circumstances under which the law can be used.

  • Does Federal Law Prohibit Offering Any Gratuities to Government Officials? PRO. Waxman, Seth P. // Supreme Court Debates;Apr99, Vol. 2 Issue 4, p124 

    Presents views of the author on the Illegal Gratuity Clause under the Ethics Reform Act, enacted by the U.S. Congress in 1989. Benefits of the Act; Features of Section 201 of the Act; Motivation to provide gift to a public official; Circumstances under which the Act can be used.

  • CONSIDERING AFFECTIVE CONSIDERATION. Keren, Hila // Golden Gate University Law Review;Winter2010, Vol. 40 Issue 2, p165 

    The article focuses on the interaction between law and emotions as enforceability is questioned in the U.S. The connection between the affective background of donative promises and modern unenforceability is discussed to draw distance view of the law from the association of irrational decision...

  • Ethics Rulings on Gifts and Entertainment. Balog, Ibolya // Pennsylvania CPA Journal;Winter2007, Vol. 77 Issue 4, p12 

    The article discusses the two ethics rulings promulgated by the AICPA Professionals Ethics Executives Committee (PEEC). It focuses on the effect of gifts and entertainment on the public practice of members with attest and nonattest clients. Results showed that gifts or entertainment can result...

  • Banning Gratuities to Federal Officials.  // Supreme Court Debates;Apr99, Vol. 2 Issue 4, p101 

    Focuses on Illegal Gratuity Clause in the Ethics Reform Act of 1989, enacted by the U.S. Congress banning the receipt of gratuities by federal employees. Guidelines set by the U.S. Office of Government Ethics for officials appointed in the executive branch of government; Circumstances under...

  • Does Federal Law Prohibit Offering Any Gratuities to Government Officials? CON. Buffone, Samuel J. // Supreme Court Debates;Apr99, Vol. 2 Issue 4, p123 

    Presents views of the author on the Illegal Gratuity Clause under the Ethics Reform Act, enacted by the U.S. Congress in 1989. Limitations of the Act; Types of gratuities which can be given to public officials; Effectiveness of the Act to prevent public officials from lobbying.

  • Watch your bequests.  // Accountancy;Dec1971, Vol. 82 Issue 940, p748 

    The article presents a legal case involving a gift to an association. It provides the background of the case "Recher's Will Trusts, National Westminster Bank Ltd. v. National Anti-Vivisecdtion Society Ltd. and Others. The court's decision reveals that a gift to an association named in a will...

  • CUSTOM, CONTRACT, AND KIDNEY EXCHANGE. HEALY, KIERAN; KRAWIEC, KIMBERLY D. // Duke Law Journal;2012, Vol. 62 Issue 3, p645 

    In this Essay, we examine a case in which the organizational and logistical demands of a novel form of organ exchange (the nonsimultaneous, extended, altruistic donor (NEAD) chain) do not map cleanly onto standard cultural schemas for either market or gift exchange, resulting in sociological...

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sign out of this library

Other Topics