TITLE

NASD Orders Northland to Pay $10M to Miller Johnson

AUTHOR(S)
Shields, Yvette
PUB. DATE
September 2004
SOURCE
Bond Buyer;9/23/2004, Vol. 349 Issue 31975, p36
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the order by the National Association of Securities Dealers arbitration panel for Northland Securities Inc. to pay Miller Johnson Steichen Kinnard $10 million in damages. Link of the order to the mass hiring of Northland of its competitor's staff in 2002; Struggle of Miller Johnson to rebuild its fixed-income originations department; Decision of Miller Johnson to scale down its operations.
ACCESSION #
14530493

 

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