NASD Amends Bylaws to Exclude Non-Paying Former Brokers

Hume, Lynn
August 2004
Bond Buyer;8/25/2004, Vol. 349 Issue 31955, p5
Trade Publication
Reports that the National Association of Securities Dealers has amended its bylaws to strengthen its ability to prevent former brokers from reentering the securities industry if they fail to pay an arbitration award. Details of the amendments approved by the U.S. Securities and Exchange Commission.


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