TITLE

Investors Line Up With SEC Against Dealer, FA in Disclosure Case

AUTHOR(S)
Hume, Lynn
PUB. DATE
August 2004
SOURCE
Bond Buyer;8/20/2004, Vol. 349 Issue 31952, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Provides updates on the trial in the Securities and Exchange Commission's securities fraud case against Dolphin and Bradbury and Public Finance Consultants Inc. in Philadelphia, Pennsylvania. Details of the case; Complaints concerning the disclosure for the bonds; Frustration of judge James Kelly against lawyer James Kelly.
ACCESSION #
14199689

 

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