TITLE

SEC Case: Underwriter's Counsel Unaware of Moving Plans

AUTHOR(S)
Hume, Lynn
PUB. DATE
August 2004
SOURCE
Bond Buyer;8/19/2004, Vol. 349 Issue 31951, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the testimony of lawyer Thomas O'Neill in the U.S. Securities and Exchange Commission's securities fraud case against underwriter Dolphin and Bradbury and financial adviser Public Finance Consultants Inc. Details of the case; Ignorance to the disclosures made in the official statement for the bonds; Unawareness to the financial projections for the building.
ACCESSION #
14197067

 

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