SEC Case: Underwriter's Counsel Unaware of Moving Plans
- Aetna Execs Cleared in Securities Suit. DANZIG, CHRISTOPHER // InsideCounsel;Aug2009, Vol. 20 Issue 212, p70
The article focuses on the decision of judge Thomas O'Neill Jr. of the Federal District Court for the Eastern District of Pennsylvania on the In re Aetna Inc. Securities Litigation, which cleared the executives of Aetna Inc. from a securities fraud suit. The suit was filed against the company...
- Miami Fights Fraud Ruling, Files Appeal. Sigo, Shelly; Hume, Lynn // Bond Buyer;7/16/2001, Vol. 337 Issue 31181, p1
Highlights the appeal filed by attorneys representing Miami, Florida asking the United States Securities and Exchange Commission to review, reverse, and set aside its chief administrative law judge's ruling that the city violated the securities fraud laws. Alleged flaws in Judge Brenda Murray's...
- The Conman and the Sheriff: SEC Jurisdiction and the Role of Offshore Financial Centers in Modem Securities Fraud. Dhesi, Nick S. // Texas Law Review;May2010, Vol. 88 Issue 6, p1345
Congress founded the Securities and Exchange Commission (SEC) in 1934 in the wake of the greatest financial collapse in history. More than seventy years later, the SEC, charged by Congress with a mandate to preserve the national public interest through fair and honest markets, remains a critical...
- Investors Line Up With SEC Against Dealer, FA in Disclosure Case. Hume, Lynn // Bond Buyer;8/20/2004, Vol. 349 Issue 31952, p4
Provides updates on the trial in the Securities and Exchange Commission's securities fraud case against Dolphin and Bradbury and Public Finance Consultants Inc. in Philadelphia, Pennsylvania. Details of the case; Complaints concerning the disclosure for the bonds; Frustration of judge James...
- Not over the hill. Tully, J.; Hornik, S. // Common Cause Magazine;Jan/Feb90, Vol. 16 Issue 1, p9
Discusses the second careers of retired House of Representatives speakers Carl Albert, Tip O'Neill, and Jim Wright. Commercials; Politics.
- Tip O'Neill's faulty compassion cheered. Bandow, Doug // Human Events;2/4/94, Vol. 50 Issue 4, p22
Disagrees with the praises heaped on United States House Speaker Thomas P. O'Neill Jr after his death. Argument that O'Neill's compassion and commitment is against the interest of the public; Evaluation of O'Neill's partisanship; Criticism against O'Neill's protectionist character.
- Barry's corner forever. Buckley, Steve; Schultz, Richard // Yankee;Jun94, Vol. 58 Issue 6, p82
Relates a story of Thomas `Tip' O'Neill's boyhood. Youth gang comprised of O'Neill's friends; Descriptions of friends and neighborhood fixtures; Explanation of nicknames of gang members; Respective careers of members; Barry's Corner Gang reunions; Events and highlights; Death of Tip O'Neill.
- Mister spokesman. Kanner, B. // New York;11/6/89, Vol. 22 Issue 44, p20
Reports on former Speaker of the House of Representatives Thomas P. `Tip' O'Neill's lucrative career endorsing products since he left Congress in 1986. Commercials he's been in; Personal appeal.
- Thomas P. O'Neill Jr., R I P. // National Review;2/7/1994, Vol. 46 Issue 2, p22
This article presents an obituary for Thomas P. O'Neill Jr., former Speaker of the U.S. House of Representatives during the Reagan administration.