Merrill Analyst Faults Disclosure in SEC's Bond Fraud Case

Hume, Lynn
August 2004
Bond Buyer;8/18/2004, Vol. 349 Issue 31950, p4
Trade Publication
Reports on the testimony of Christopher Thomas Fornal, analyst of Merrill Lynch Investment Managers Ltd., regarding the fraud case against Dolphin & Bradbury and Public Finance Consultants Inc. before the U.S. Securities and Exchange Commission. Claim of Fornal on the failure of the firm to disclose the plan of the building's tenant to move out; Investment of Merrill Lynch Investment Managers Ltd. in the bonds; Allegation of the commission that the firms and their executives misled investors on their failure to disclose the information.


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