TITLE

The New Conflicts Of Indie Research

AUTHOR(S)
Friedlander, Josh
PUB. DATE
August 2004
SOURCE
Investment Dealers' Digest;8/9/2004, Vol. 70 Issue 32, p12
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the concern about contradictory research recommendations in the account statements of retail clients of independent consultants in the U.S. Terms of the global research settlement; Communication about the potential for disparity between firm and independent; Availability of independent research when soliciting offers in securities.
ACCESSION #
14049916

 

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