TITLE

MSRB Files Muni Fund Securities Amendments

AUTHOR(S)
Hume, Lynn
PUB. DATE
August 2004
SOURCE
Bond Buyer;8/4/2004, Vol. 349 Issue 31940, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that the U.S. Municipal Securities Rulemaking Board filed amendments to its Rule G-3 on professional qualifications with the U.S. Securities and Exchange Commission. Amendment that would delete an expired transitional rule for supervisors of brokers and dealer selling municipal fund securities and clarify which exams they must take to qualify for such supervisory activities.
ACCESSION #
14030444

 

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