TITLE

ICFP Organizes Series 65 Waiver Campaign

PUB. DATE
December 1998
SOURCE
Journal of Financial Planning;Dec1998, Vol. 11 Issue 6, p73
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
This article reports on the efforts of the Institute of Certified Financial Planners Government Relations Department to distribute information kits to societies in preparation for a new competency exam that will be adopted in 1999 by many state securities regulators in the U.S. The new Series 65 exam has been designed by The Chauncey Group, which also administers the Certified Financial Planner (CFP) exam. Currently only eight states waive the Series 65 exam for persons holding the CFP designation. About 41 states with investment adviser laws currently require successful passage of the Series 65 exam. The background material that societies will be asked to submit to their state securities regulator includes detailed matrices of how the CFP exam compares to the Series 65 and Series 7 exams, and talking points.
ACCESSION #
1401054

 

Related Articles

  • CE Examination.  // Journal of Financial Planning;Jun2003, Vol. 16 Issue 6, p73 

    This article presents a continuing education examination for certified financial planners in the U.S. as of June 2003.

  • Confessions of a Candidate. Thompson, Duane // Journal of Financial Planning;Mar2005, Vol. 18 Issue 3, p24 

    This section presents a personal essay on the Certified Financial Planner (CFP) Certification Examination being administered in the U.S. as of March 2005. Specifically, the author talks about his experience preparing for the examination and describes what his feelings like on the very day he...

  • CFP Board Shift: Shorter, Computer-Based Exams This Fall. Coen, Andrew // Financial Planning;Feb2014, Vol. 44 Issue 2, p18 

    The article reports on the plan of the Certified Financial Planner (CFP) Board to shorten its CFP protection exam and transition to a computer-based testing platform, a change that is effective starting November 2014.

  • Gaining Recognition. Kulikowski, Laurie // Financial Planning;Feb2003, Vol. 33 Issue 2, p26 

    Provides information on the exemption of investment advisers from the Certified Financial Planner (CFP) examination registration rules in New York. Benefits of the exemption for investment advisers; Other states that exempt CFP licenses; Confusion experienced by soon-to-be CFP regarding the...

  • 66% Pass Rate for CFP's First Computer-Based Exam. Din, Suleman // Financial-planning.com;12/16/2014, p9 

    The article offers information on the first computer-based exam of the Certified Financial Planner (CFP) Board which attracted over 2,100 applicants. Topics discussed include the benefits provided by the computer-based exam, the biggest improvement as a result of the format change, and the...

  • Continuing Education Examination.  // Journal of Financial Planning;Apr96, Vol. 9 Issue 2, p101 

    This article presents an examination paper about financial planning that an aspiring financial planner can attempt. To receive the 3 hours of continuing education credit allotted for this examination, one must receive a passing grade of 75 percent or better (23 our of 33 questions). Partial...

  • CFP Board Celebrates 30th Anniversary. Rojeck, Rich // Journal of Financial Planning;Jul2015, Vol. 28 Issue 7, p10 

    The article focuses on the development of Certified Financial Planner (CFP) certification program by CFP Board in pursuit of competent personal financial planning. As a designation for personal financial advice providers, the certification allows financial planning to achieve broad industry and...

  • ICFP in the States.  // Journal of Financial Planning;Sep99, Vol. 12 Issue 8, p11 

    Presents updates on the Institute of Certified Financial Planners (ICFP) in the United States in September 1999. Survey on which state plans to adopt a competency examination and waivers for investment adviser representatives; Proposal to require financial planning firms and others with a...

  • The right answers can save you a bundle.  // Nation's Business;Apr96, Vol. 84 Issue 4, p67 

    Presents a quiz about taxes supplied by the Institute of Certified Financial Planners.

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics