TITLE

D-Day for Wall Street

AUTHOR(S)
Hugo, Denise
PUB. DATE
August 2004
SOURCE
Investment Dealers' Digest;8/2/2004, Vol. 70 Issue 31, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports developments related to financial planning as of August 2004. Selection of Tom Brakke as independent consultant of Piper Jaffray Cos.; Penalty imposed on Morgan Stanley & Co. Inc. by the National Association of Securities Dealers for late reporting that delayed regulatory investigations; Closure of Charles Schwab Corp. branch offices in an effort to cut operating costs.
ACCESSION #
13999483

 

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