D-Day for Wall Street

Hugo, Denise
August 2004
Investment Dealers' Digest;8/2/2004, Vol. 70 Issue 31, p4
Trade Publication
Reports developments related to financial planning as of August 2004. Selection of Tom Brakke as independent consultant of Piper Jaffray Cos.; Penalty imposed on Morgan Stanley & Co. Inc. by the National Association of Securities Dealers for late reporting that delayed regulatory investigations; Closure of Charles Schwab Corp. branch offices in an effort to cut operating costs.


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