TITLE

Avoiding Lawsuits Based on a Conflicts of Interest

AUTHOR(S)
Vessenes, Katherine
PUB. DATE
December 1997
SOURCE
Journal of Financial Planning;Dec1997, Vol. 10 Issue 6, p22
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
Focuses on lawsuits that claim a conflict of interest created by a breach of fiduciary. Definition of conflicts of interest; Definition of a fiduciary; Code of ethics and professional responsibility for conflicts of interest; Major conflicts facing planners and advisors; Resolving conflicts of interest.
ACCESSION #
1374

 

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