Avoiding Lawsuits Based on a Conflicts of Interest

Vessenes, Katherine
December 1997
Journal of Financial Planning;Dec1997, Vol. 10 Issue 6, p22
Academic Journal
Focuses on lawsuits that claim a conflict of interest created by a breach of fiduciary. Definition of conflicts of interest; Definition of a fiduciary; Code of ethics and professional responsibility for conflicts of interest; Major conflicts facing planners and advisors; Resolving conflicts of interest.


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