The Perpetual Probe Era

July 2004
Investment Dealers' Digest;7/12/2004, Vol. 70 Issue 28, p4
Trade Publication
Reports on the extension of regulators' mutual fund probe to retirement accounts in the United States. Indictment of former Enron Corp. Chairman Kenneth Lay; U.S. Securities and Exchange Commission's decision to broaden its investigation into mutual funds to include funds held in retirement accounts; Commission's demand for mutual fund companies to produce details as the kinds of payments the mutual fund or its investment advisers make in relation to 401(k) plans, plan consultants and plan platforms.


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