MSRB Plan Would Narrow G-20 Limits

Hume, Lynn
June 2004
Bond Buyer;6/16/2004, Vol. 348 Issue 31906, p1
Trade Publication
Reports that Milwaukee, Wisconsin-based Municipal Securities Rulemaking Board (MSRB) has proposed amendments that would narrow its Rule G-20 on gifts, gratuities, and non-cash compensation for securities dealers to make it consistent with National Association of Securities Dealers requirements. Aim to reduce the incidence of conflicts of interest; Eliminate incentives for entering into municipal securities transactions for reasons unrelated to the latter's merits.


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