TITLE

Another Prosecutor Goes to Wall Street

AUTHOR(S)
Lugo, Denise
PUB. DATE
June 2004
SOURCE
Investment Dealers' Digest;6/14/2004, Vol. 70 Issue 24, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that Beth Golden has joined Bear Stearns as global head of compliance. Criminal and civil investigation into whether the company helped Canary Capital Partners make illegal mutual fund trades; Golden's role in helping negotiate the agreements between the U.S. Securities and Exchange Commission (SEC) and the Wall Street firms that New York State Attorney General Eliot Spitzer investigated for conflicts of interest and mutual fund trade improprieties.
ACCESSION #
13453025

 

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