TITLE

The Street's NEW COPS

AUTHOR(S)
Chesler, Caren
PUB. DATE
May 2004
SOURCE
Investment Dealers' Digest;5/31/2004, Vol. 70 Issue 22, p32
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Focuses on the popularity of hiring legal talents among financial institutions in the U.S. Trend in appointments of former government legal personnel to head regulatory and compliance departments of Wall Street firms; Move of the Securities and Exchange Commission to increase its cadre of enforcement personnel; Reasons why firms are taking the new regulatory environment seriously.
ACCESSION #
13270208

 

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