TITLE

SEC Staff to Draft Rules for SROs; Governance Issues Key Concern

AUTHOR(S)
Hume, Lynn
PUB. DATE
May 2004
SOURCE
Bond Buyer;5/24/2004, Vol. 348 Issue 31890, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the U.S. Securities & Exchange Commission's plans to draft proposed rules that would require self-regulatory organizations (SRO) to improve governance practices and public disclosure. SRO targeted by the proposed rules; Issues involved in the commission's examination of SRO.
ACCESSION #
13215528

 

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