TBMA Adopts 10 Voluntary Guidelines to Cover Conflicts of Interest

Briggs, Amanda
May 2004
Bond Buyer;5/21/2004, Vol. 348 Issue 31889, p36
Trade Publication
Reports on the Bond Market Association's adoption of voluntary guidelines or principles to help its member firms to avoid conflicts of interests arising from fixed-income research activities. Recommendation that firms limit their personal trading activity; Remarks of Bond Market Association President Micah S. Green.


Related Articles

  • Munis Soft, Seem Pricey Despite Treasury Rally. RIGGS, TAYLOR // Bond Buyer;5/22/2013, Vol. 384 Issue 33916, p2 

    In this article, the author offers information on the status of the U.S. municipal bond market in the fourth week of May 2013. She mentions that the demand of municipal bonds have dropped down as bond issuers have trimmed the prices and raised the yields for attracting investors in the primary...

  • Monday's Market: Municipals Finish Little Changed Ahead of the Week's Heavy Supply. Monsarrat, Sean; Chesla, Nicholas // Bond Buyer;12/4/2001, Vol. 338 Issue 31277, p2 

    Reports on the activities of the U.S. bond market on December 2, 2001. Impact of the increase in National Association of Purchasing Managers Index in November on the treasury bond prices; Comments by various traders on the status of the municipal bond markets; Indication of an increase in cash...

  • The End of the Treasury Bull Run. Lim, Paul J. // Money;Jan/Feb2010, Vol. 39 Issue 1, p94 

    The article discusses ways for investors to manage their fixed-income portfolios after the economic downturn and reduced returns from U.S. Treasury bonds. For risk-averse investors the author suggests moving a portion of Treasury holdings from funds into individual issues. Investors willing to...

  • Latest Municipal Cuts Worry Street. O'Leary, Christopher // Investment Dealers' Digest;5/13/2002, Vol. 68 Issue 19, p11 

    Focuses on the key concern of the market participants in the municipal bond market. Functions of fixed income staff in bond trading; Reduction of public finance department; Issuance of muni bond.

  • Municipals get a lift from govies; Indiana, Ohio deals priced, repriced. Showalter, Monica // Bond Buyer;02/18/99, Vol. 327 Issue 30581, p2 

    Reports on the performance of the bond market in the United States on February 17, 1999. Performance of municipal bonds; Decline of the fixed-income markets; Pricing of Indiana Health Facilities Finance Authority's hospital revenue bonds; Restructuring of the Ohio Housing Finance Authority's...

  • The Muni E-bond Revolution. Petersen, John E. // Governing;Apr2000, Vol. 13 Issue 7, p67 

    Deals with the offering and trading of fixed-income securities and municipal bonds on the Internet in the U.S. Benefits of trading the bonds on the Internet; Traditional way to trading and issuing the bonds; Impact of the electronic revolution in the bond markets on the underwriting community.

  • MUNICIPAL BOND ACTIVITIES.  // Bond Buyer;6/3/2004, Vol. 348 Issue 31897, p7 

    Presents a calendar of events pertaining to the municipal bond market in the United States from June 3 to November 29, 2004. Bond Markets Association's conference on compliance and ethics issues for municipal and corporate operations professionals; Practising Law Institute's seminar on "Advanced...

  • MUNICIPAL BOND ACTIVITIES.  // Bond Buyer;5/27/2004, Vol. 348 Issue 31893, p38 

    Lists events and conferences relating to municipal bond activities in the U.S. Bond Market Association's conference on Compliance and Ethics Issues for Municipal and Corporate Operations Professionals on June 3, 2004; Conference of the Association of German Mortgage Banks on June 16, 2004; 14th...

  • Upcoming Events.  // Private Placement Letter;11/1/2004, Vol. 22 Issue 42, p2 

    The article presents information about congresses and conventions to be held by fixed-income securities firms. On November 3, 2004, UBS will be hosting a London CDO Conference at the UBS Conference Center in London, England. On December 8, 2004, the Bond Market Association and the Securities...


Read the Article


Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics