Strong Executives Banned, Made to Pay Over Trading Abuses

Fine, Jacob; Hume, Lynn
May 2004
Bond Buyer;5/21/2004, Vol. 348 Issue 31889, p34
Trade Publication
Reports on the enforcement action taken by federal and state regulators against Strong Capital Management Inc., its founder Richard S. Strong and two other executives of the firm in Wisconsin. Market-timing abuses that may have involved a mutual fund offered under the state's college savings plan; Terms of the settlement with the Securities and Exchange Commission, the Wisconsin Justice Department, and the New York and Wisconsin attorneys general.


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