TITLE

Two More Firms Back MSRB's Proposed Ban on Consultants

AUTHOR(S)
Hume, Lynn
PUB. DATE
May 2004
SOURCE
Bond Buyer;5/18/2004, Vol. 348 Issue 31886, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the call of broker-dealer firms for the Municipal Securities Rulemaking Board to adopt its proposed ban on dealers' use of independent consultants to obtain municipal securities business in the U.S. Support of Joe Jolly & Co. president Joe Jolly Jr. to the proposed ban; Expenses of Gardnyr Michael Capital Inc. on consultants; Participation of the firm in negotiated underwritings of municipal bonds during the quarter.
ACCESSION #
13162636

 

Related Articles

  • Mobile Water Board to Sell $105M Thursday. Sigo, Shelly // Bond Buyer;7/18/2006, Vol. 357 Issue 32424, p1 

    The article reports on the plan of the Board of Water and Sewer Commissioners of Mobile, Alabama to sell its $105 million water and sewer revenue bonds on July 20, 2006. The sale of the bonds whose proceeds will be used for various renovations and improvements of the cities sewer system will be...

  • Top comanagers: 1997.  // Bond Buyer;01/05/98, Vol. 323 Issue 30303, p34 

    Presents a chart which ranks the brokers that acted as comanagers for municipal bond issues and government securities in the United States in 1997. Includes Salomon Smith Barney Holdings; PaineWebber Inc.; Goldman Sachs & Co.; Merrill Lynch & Co.; Lehman Brothers.

  • Top senior managers: 1997.  // Bond Buyer;01/05/98, Vol. 323 Issue 30303, p34 

    Presents a chart which ranks the brokers that acted as senior managers for municipal bond issues and government securities in the United States in 1997. Includes Salomon Smith Barney Holdings; Goldman Sachs & Co.; PaineWebber Inc.; Merrill Lynch & Co.; Lehman Brothers.

  • Top negotiated managers: 1997.  // Bond Buyer;01/05/98, Vol. 323 Issue 30303, p34 

    Presents a chart which ranks the brokers that acted as negotiated managers for municipal bond issues and government securities in the United States in 1997. Includes Salomon Smith Barney Holdings; PaineWebber Inc.; Goldman Sachs & Co.; Lehman Brothers; Merrill Lynch & Co.

  • MSRB Reminds Dealers to Use Separate Forms for G-37, G-38 Submissions. Hume, Lynn // Bond Buyer;10/12/2005, Vol. 354 Issue 32236, p5 

    Reports that the U.S. Municipal Securities Rulemaking Board has reminded dealers that they can no longer submit combined Forms G-37/G-38 containing political contributions and consultant disclosures to the board, including information for the calendar quarter that ended on September 30, 2005....

  • A Subtle Change In Muni Swaps. O'Leary, Christopher // Investment Dealers' Digest;4/21/2003, Vol. 69 Issue 16, p11 

    Reports on the U.S. municipal bond sector as of April 21, 2003. Strong new issue volume; Municipal bond swaps market players' use of the London Interbank Offered Rate (Libor) instead of the Municipal Swap Index; Reasons for the preference for Libor; Influence of 'non-traditional' investors on...

  • Yields Rise 1 to 2 Basis Points; D.C. Sells $330 Million of GOs. Chelsa, Nicholas; Johnson, Anastasija // Bond Buyer;7/18/2003, Vol. 345 Issue 31680, p2 

    Reports on the rise in yields from New York City's municipal bonds on July 17, 2003. Sale of general obligation bonds by District of Columbia; Bonds offered in the market; Yields from other bonds.

  • Munis Firm as N.Y. Opens Retail On $2 Billion Tobacco Financing. Chesla, Nicholas; Johnson, Anastasija // Bond Buyer;11/17/2003, Vol. 346 Issue 31763, p2 

    Reports on the trading of government securities in the U.S. on November 14, 2003. Retail orders in the municipal bond market; Trading of Treasury bonds; Major deals.

  • MARKET SNAPSHOT: Tuesday, August 22.  // Bond Buyer;08/23/2000, Vol. 333 Issue 30960, p2 

    Presents a table of the performance of United States municipal bonds and government securities as a whole as of August 22, 2000.

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics