TITLE

NASD Widens Examination of 529 Plans to 15 From Six

AUTHOR(S)
Hume, Lynn
PUB. DATE
May 2004
SOURCE
Bond Buyer;5/17/2004, Vol. 348 Issue 31885, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the National Association of Securities Dealers' (NASD) expansion of its examination of broker-dealers involved in tax-advantaged college savings plans to cover 15 firms in the U.S. Reasons of the NASD for doubling the number of firms under examination; Focus of the examination.
ACCESSION #
13125839

 

Related Articles

  • 3 SMART WAYS TO... Pay Tuition, Save Taxes. Bigda, Carolyn // Money;Sep2008, Vol. 37 Issue 9, p20 

    The article discusses three ways senior tax analyst Jim Van Grevenhof suggests parents can pay tuition and save taxes. Ways to save include spending funds from a 529 plan or Coverdell Education Savings Account on room and board before other expenses, skipping a personal exemption, and opening a...

  • Last-Minute Tax Bill Saves ESAs and Qualified Charitable Distributions. Bassett, Jennifer // Illinois Banker;Feb2011, Vol. 96 Issue 2, p21 

    The article offers information on the tax relief bill that extends the Coverdell education savings account (ESA) and the individual retirement account (IRA) qualified charitable distribution (QCD) option under the Economic Growth and Tax Relief Reconciliation Act of 2001. It notes that a QCD...

  • Unlocking the Gates To the Data Kingdom. Hintze, John // Securities Industry News;Fall2004 Supp Clearing Quarterly, p8 

    Discusses the emergence of technology-based tools which would help brokers and traders manage change in the financial services and securities industry. Features of the automated customer account transfer service from Depository Trust & Clearing Corp.; Expansion plans for the correspondents and...

  • It's Your Money. Lunt, Ralph // Citizen Airman: The Official Magazine of the Air National Guard ;Dec2006, Vol. 58 Issue 6, p14 

    The article focuses on the benefits one can get from converting custodial account into 529 savings plan. A typical custodial account is registered under a minor's Social Security number. The 529 plan serves as a tool for investing higher education. Parents can maintain ownership and get...

  • kids notes. Horsman, Julieanne // Australian Table;Apr2008, Vol. 9 Issue 8, p90 

    The article several tips to parents. The Australian Dental Association (ADA) advises parents to take their children for regular dental check-ups once the primary teeth have erupted at about one year old. They may include Munch Bunch yogurt tubs in the lunch boxes of their children. Choosing an...

  • CHAPTER 16: Retirement Plans. Daily, Frederick W.; Quinn, Jeffrey A. // Tax Savvy for Small Business;Nov2013, p231 

    The article discusses retirement plans and its tax rules. The authors state that plan allows businesses to deduct contributions to accounts that accumulate tax deferred until they are finally distributed to the retiree. They note that all distributions from retirement plans are taxable except...

  • Ask the Experts?  // Canadian MoneySaver;Sep2015, p38 

    The article presents question and answers related to financial issues including the attribution rules in registered education savings plan (RESP), entrance of securities and withholding tax from U.S. dividends on Canada Revenue Agency (CRA) form T1135 Foreign Income verification statement.

  • Learn about RESPs.  // Saskatchewan Sage;Jan2004, Vol. 8 Issue 4, p17 

    With the cost of getting a post-secondary education constantly on the rise, saving today to pay for child's future studies is becoming more and more important. Through an Registered Education Savings Plan (RESP), a parent or other person makes contributions to a fund where the money grows...

  • Securities firms seek tax break.  // Crain's New York Business;02/28/2000, Vol. 16 Issue 9, p52 

    Reports on business and political developments in New York, New York, as of February 28, 2000. Lobbying efforts of the securities industry for a change in the state's tax law that allows securities and commodities brokers to pay taxes only on commissions and fees paid by New York-based clients;...

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sign out of this library

Other Topics