NASD Widens Examination of 529 Plans to 15 From Six

Hume, Lynn
May 2004
Bond Buyer;5/17/2004, Vol. 348 Issue 31885, p5
Trade Publication
Reports on the National Association of Securities Dealers' (NASD) expansion of its examination of broker-dealers involved in tax-advantaged college savings plans to cover 15 firms in the U.S. Reasons of the NASD for doubling the number of firms under examination; Focus of the examination.


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