TITLE

Call for IFA aid on menu system

AUTHOR(S)
Greenwood, John
PUB. DATE
May 2004
SOURCE
Money Marketing;5/6/2004, p2
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
Reports on the British Financial Services Authority's admission that it is having problems designing a workable menu system that covers three sets of conduct of business rules. Call on independent financial advisers to participate in the design process.
ACCESSION #
13112941

 

Related Articles

  • Set a platform policy.  // Money Marketing;10/7/2010, p48 

    The article discusses the approach in setting up an investment platform policy as required by the Financial Services Authority (FSA) in Great Britain. It states that FSA has identified the correct use of platforms as an important part of firm's transition to a retail distribution review (RDR)...

  • Sharpening risk tools. Resnik, Paul // Money Management;9/22/2011, Vol. 25 Issue 36, p23 

    In this article risks associated to an investment, which should be assessed and researched by financial advisers. He explores the lessons that can be learned from the judgment of the Armitage v. Church case in New Zealand, which demonstrate the typical challenges faced by financial advisors. He...

  • FSA warns joint distribution ventures could undermine RDR. Holt, Natalie // Fundweb;11/27/2012, p4 

    The article informs that the Financial Services Authority (FSA) in Great Britain has announced that the joint ventures between providers and advisers can undermine the objectives of the retail distribution review (RDR). According to David Geale, head of investment policy at FSA, RDR is created...

  • Lighting a fire under phoenix companies. Salmon, James // Money Marketing;5/19/2005, p24 

    Reports on the efforts of the Financial Services Authority to control phoenixing among independent financial advisors in Great Britain. Tendency of several companies to close and re-establish themselves under a different name without meeting their liabilities to customers from their previous...

  • Get real on independence.  // Money Marketing;10/20/2011, p39 

    The article offers the author's insights on the Great Britain Financial Services Authority (FSA)'s determination to stamp out the capacity of all fee-charging advisers to share in products revenue. He says that it applies to restricted advisers and Independent Financial Advisors (IFAs). He...

  • Absolute return funds remain on FSA risk radar. Langston, Rob // Fundweb;3/13/2012, p22 

    The article offers information on the absolute return funds as one of the prime concerns of the Financial Services Authority (FSA) of Great Britain. It states that FSA warns consumers and financial advisors may not understand them and that consumers could suffer significant unexpected financial...

  • Small firms facing big problems. Monks, Helen // Money Marketing;3/9/2006, p49 

    The article discusses the impact of the Financial Services Authority (FSA) initiatives for small businesses in Great Britain. The author informs that the FSA is trying to help small businesses but indenpendent financial advisers think that it needs to improve its regulatory approach. She points...

  • BROKER 'Talkback'  // Money Marketing;10/28/2004, p40 

    Presents several views on whether the Great Britain Financial Services Authority should grant an authorization grace period if an independent financial advisers network collapses in order to allow the advisers to carry on trading.

  • FSA's exam review is put on hold over Skills Council list. Love, Bruce // Money Marketing;1/8/2004, p48 

    Reveals that the Great Britain Financial Services Authority is putting its exam review on hold until the Skills Council comes up with a list of acceptable examinations for independent financial advisers to choose from. Plans for the shift from an approved exam regime into an appropriate regime.

Share

Read the Article

Courtesy of THE LIBRARY OF VIRGINIA

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics