TITLE

Heartland Discloses Possible Impact If SEC Wins Lawsuit

AUTHOR(S)
Hume, Lynn; Fine, Jacob
PUB. DATE
May 2004
SOURCE
Bond Buyer;5/5/2004, Vol. 348 Issue 31877, p6
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the lawsuit filed by the U.S. Securities and Exchange Commission (SEC) against advisory firm Heartland Advisors Inc. (HAI) over failed high-yield municipal bond funds. Quotes taken from the prospectus for the three equity funds of Heartland Group Inc. released by HAI; Reason for the disclosure by HAI of the prospectus; Value of the combined assets of the three funds.
ACCESSION #
13040415

 

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