Heartland Discloses Possible Impact If SEC Wins Lawsuit

Hume, Lynn; Fine, Jacob
May 2004
Bond Buyer;5/5/2004, Vol. 348 Issue 31877, p6
Trade Publication
Reports on the lawsuit filed by the U.S. Securities and Exchange Commission (SEC) against advisory firm Heartland Advisors Inc. (HAI) over failed high-yield municipal bond funds. Quotes taken from the prospectus for the three equity funds of Heartland Group Inc. released by HAI; Reason for the disclosure by HAI of the prospectus; Value of the combined assets of the three funds.


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