No Holds Barred
- SEC May Up Criteria For Hedge Funds. Neel, Dan // Investment Management Weekly;5/26/2003, Vol. 16 Issue 21, p5
Reports on the possible action to be taken by the U.S. Securities and Exchange Commission (SEC) in the wake of the Commission's industry roundtable discussion on hedge fund. Background on the roundtable discussion; Primary conclusion of SEC about hedge funds.
- Securities and Exchange Commission Adopts Rule Requiring the Registration of Hedge Fund Advisers. // Venulex Legal Summaries;2004 Q4, p1
The article focuses on the rule adopted by the U.S. Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940 that will require most hedge fund advisers to register with the SEC. The rule clears the methods of counting clients for purposes of the exemption under the...
- Hedge Fund Strategies Just Too Risky. Santini, Laura // Investment Dealers' Digest;10/20/2003, Vol. 69 Issue 40, p9
Focuses on the U.S. Securities and Exchange Commission's report on the hedge fund industry in 2003. Need for mutual funds to start resembling hedge funds in order to be competitive; Risks associated with hedge funds; Impact of the lifting of the short-short rule on the ability of mutual funds...
- New Twists Emerge In Registration Saga. Lewis, Janet // Investment Dealers' Digest;11/21/2005, Vol. 71 Issue 44, p9
Reports on the regulations set by the U.S. Securities and Exchange Commissions (SEC) for the registration of hedge fund. Effort of hedge fund advisers to avoid registration with SEC; Exemption for the SEC registration; Deadline for the registration.
- CORRECTIONS/CLARIFICATIONS. // Pensions & Investments;9/29/2008, Vol. 36 Issue 20, p4
Corrections to articles in previous issues including "Danger of consolidating broker trading relations" in the September 15, 2008 issue "The most institutional hedge fund-of-funds managers" ranking in the September 15, 2008 issue and a story on frontier markets in the September 1, 2008 issue.
- The Hedge Fund Fight Is Not Over. Bresiger, Gregory // Traders Magazine;Dec2004, Vol. 17 Issue 233, p15
Reports that the officials of the Managed Futures Association (MFA), which was one of the groups that opposed the battle over registration of hedge funds, has expected someone to file lawsuit against the U.S. Securities and Exchange Commission (SEC). Argumentation of MFA that SEC does not have...
- Divisive SEC Meeting Leads to Hedge Fund Registration. Hume, Lynn // Bond Buyer;10/27/2004, Vol. 350 Issue 31998, p7
The article reports that in a long and divisive meeting, the five members of the Securities and Exchange Commission (SEC) yesterday voted 3 to 2 to adopt a new rule and rule changes that will require hedge fund advisers managing $25 million or more of assets to register with the SEC, designate a...
- Hedge Funds Take a Pass on Retail Investors. Frankie, Chris // Money Management Executive;5/26/2003, Vol. 11 Issue 21, p1
Focuses on the topics discussed at the U.S. Securities and Exchange Commission roundtable on hedge funds. Lobbying effort of hedge fund representatives to ease restrictions on mutual funds; Outlook for the hedge fund industry; Concern expressed by regulators about the risk facing investors.
- Hedge Fund Transparency At Issue...Again. Conrad, Lee // U.S. Banker;Sep2007, Vol. 117 Issue 9, p14
The article highlights the emphasis given by the U.S. Securities & Exchange Commission (SEC) on hedge funds. The SEC creates a working group for hedge funds in its enforcement division to combat insider trading. This division will be a liaison with other federal law enforcement agencies and...