TITLE

FSA: Going Further Than the SEC?

AUTHOR(S)
Husband, Sarah
PUB. DATE
April 2004
SOURCE
Investment Dealers' Digest;4/26/2004, Vol. 70 Issue 17, p9
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Discusses the requirements of the draft proposals released by the Great Britain Financial Services Authority (FSA) in its attempt to ensure the independence and objectivity of sell-side research. Belief of bankers that the FSA is going further than the U.S. Securities and Exchange Commission in its efforts to stem conflicts between research and trading; Reason for the proposal concerning the need to segregate research analysts from both sales and trading desks; Aim of the proposals to limit the practice of frontrunning.
ACCESSION #
12911855

 

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