Two Plead Guilty in Holmes Harbor Case
- Brothers Plead Guilty in Securities Fraud Case. Allen, Mike // San Diego Business Journal;2/21/2011, Vol. 32 Issue 8, p30
The article reports on the guilty plea of Aaron Scalia, a former employee of Sequenom Inc. and his brother Stephen Scalia for the crime of conspiring to commit securities fraud.
- Holmes Harbor Developer Pleads Guilty to Criminal Charges. Saskal, Rich // Bond Buyer;8/2/2004, Vol. 349 Issue 31938, p5
Reports on the entry of a guilty plea by real estate developer Terry Martin on charges of bond fraud related to the Holmes Harbor Sewer District in Seattle, Washington. Admission of Martin of his involvement in conspiracy,securities fraud, wire fraud, and money laundering; Other defendants...
- Peregrine Execs' Fall Continues. Allen, Mike // San Diego Business Journal;6/23/2003, Vol. 24 Issue 25, p1
Reports that Steven Spitzer, vice president of sales of Peregrine Systems Inc., plead guilty to commit securities fraud in San Diego, California. Meeting between Spitzer and the senior management to discuss issues regarding the revenues of Peregrine; Comments of John Schneidawind, spokesperson...
- SOUTHEAST Bond-Watch. Sigo, Shelly; DeSue, Tedra; Vadum, Matthew // Bond Buyer;8/23/2001, Vol. 337 Issue 31209, p35
Reports several developments regarding bond issues as of August 2001 in the United States. Appeal on the violation of securities fraud law ruling; Relevance of public support on increasing tax sales; Approval of bond for water system and recreational facilities improvement.
- California issuers answer charges of civil fraud by SEC. Marois, Michael B. // Bond Buyer;03/31/98, Vol. 323 Issue 30362, p1
Reports on the official denial issued by California issuers on civil fraud allegations from the Securities and Exchange Commission (SEC) over their sale of $58 million of land-secured bonds between 1989 and 1991. Citing of statute of limitations; Financial adviser's contribution to the...
- SEC starts administrative action against Miami, charging fraud. Whalen, Robert // Bond Buyer;09/23/99, Vol. 329 Issue 30732, p1
Reports on the United States Securities & Exchange Commission's start of civil enforcement action against Miami, Florida, for alleged fraud related to three bond issues in 1995. Antifraud provisions of federal securities laws violated by the city and former city officials; Demands of the...
- IRS may have first case that violates tax code's fraud provision. Resnick, Amy B. // Bond Buyer;09/24/99, Vol. 329 Issue 30733, p8
Reports on the United States Internal Revenue Service's discovery of bond cases that warrant examination under the antifraud provisions of the tax code. Requirements for the issuance of charges under the section dealing with bond transactions in the tax code; Comments from bond lawyers on the...
- Miami Citizens' Group Pushes for Mayor's Recall. Sigo, Shelly // Bond Buyer;05/23/2000, Vol. 332 Issue 30897, p4
Reports on the charges against Miami, Florida for defrauding bond investors.
- SEC settles securities cases with small California issuers. Marois, Michael B.; Hume, Lynn Stevens // Bond Buyer;05/06/98, Vol. 324 Issue 30387, p1
Reports on the US Securities & Exchange Commission's settlement of the securities fraud charges against three small issuers in California, in connection with the sale of dirt bonds issued between 1989 and 1991. Terms of the settlement agreement; Issues on the reliance of issuers to advisers...