Analyst Pay Hit By Soft-Dollar Flap
- Wachovia Forms Outsourcers Group . // American Banker;4/29/2002, Vol. 167 Issue 81, p19
Reports the formation of an investment banking group by securities dealer Wachovia Securities in North Carolina. Market of the bank; Appointment of executive Rich Keating to run the group; Background of the executives involved in the bank.
- U.K. Watchdog Next to Tighten Rules. Lugo, Denise // Investment Dealers' Digest;3/22/2004, Vol. 70 Issue 12, p4
Reports that Great Britain's regulator, the Financial Services Authority, is gearing up to introduce rules to prevent conflicts of interest in the investment banking world. Key stipulations of the regulations; Recommended solutions to biased analyst recommendations and bad management of...
- ANTI-TRUST CASE. // New Republic;11/10/47, Vol. 117 Issue 19, p7
Comments on the federal government's lawsuit against 17 of the leading investment-banking partnerships and corporations in the U.S. for violating anti-trust laws. Details of the case; Description of the alleged anti-trust law violations of the investment banks concerning securities; Implications...
- Investment Bank, Brokerage Surge Continues. KEENAN, CHARLES // American Banker;3/7/2000, Vol. 165 Issue 45, p22
Reports that investments banks and brokerages have become more attractive to stock investors in the United States. Preference for brokerages over commercial banks; Profit prospects for investment houses and brokerages.
- RISKS ASSOCIATED WITH INVESTMENTS IN STRUCTURED INVESTMENT PRODUCTS, SELECTION CRITERIA OF SIP'S. Ignatyuk, A. S. // Modern Research of Social Problems;2013, Issue 5, p214
Purpose To identify and classify the major risks affecting on the structured investment products, to submit proposals to limit their impact. Methodology The work is based on a studying of the practice of investments in structured investment products, detection and investigation of sources of...
- Reeling over Regulations. Ramage, James // Traders Magazine;Nov2008, Vol. 21 Issue 288, p34
The article reports on United States traders and trading companies' complaint that the profession is overregulated. According to traders, time, money and efforts spent on compliance rise every year. The impact of regulations on smaller trading houses is discussed. The factors behind the...
- Wall St. salaries. // Crain's New York Business;8/12/96, Vol. 12 Issue 33, p26
Reports that the average compensation of stockbrokers on Wall street in 1995 rose to $123,839.
- INVESTMENT BANKING DATABASE: Energy & Power. // Investment Dealers' Digest;6/2/2003, Vol. 69 Issue 22, p32
Presents information about developments in the investment banking sector of U.S. as well as around the world as of June 2, 2003. Plans of Enron Corp. to file lawsuits against bankers for providing such advise which led to the company's collapse; Withdrawal of trade restrictions imposed on Iraq...
- Using market breadth in trading systems. Chan, Lawrence // Futures: News, Analysis & Strategies for Futures, Options & Deri;Jan2008, Vol. 37 Issue 1, p46
The article offers information on the usefulness of the designed breadth data in trading system. According to the author, creating a custom designed breadth data indicators is the solution in measuring the market breadth for the entire equity market. He added that the count of three-day advance...