U.K. Watchdog Next to Tighten Rules

Lugo, Denise
March 2004
Investment Dealers' Digest;3/22/2004, Vol. 70 Issue 12, p4
Trade Publication
Reports that Great Britain's regulator, the Financial Services Authority, is gearing up to introduce rules to prevent conflicts of interest in the investment banking world. Key stipulations of the regulations; Recommended solutions to biased analyst recommendations and bad management of conflicts of interest; Implications on investment banking.


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