TITLE

U.K. Watchdog Next to Tighten Rules

AUTHOR(S)
Lugo, Denise
PUB. DATE
March 2004
SOURCE
Investment Dealers' Digest;3/22/2004, Vol. 70 Issue 12, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that Great Britain's regulator, the Financial Services Authority, is gearing up to introduce rules to prevent conflicts of interest in the investment banking world. Key stipulations of the regulations; Recommended solutions to biased analyst recommendations and bad management of conflicts of interest; Implications on investment banking.
ACCESSION #
12588457

 

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