SEC compliance reviews will include ISP firms

Koco, Linda
October 1998
National Underwriter / Life & Health Financial Services;10/19/98, Vol. 102 Issue 42, p9
Relates the inclusion of independent service providers (ISPs) in a proposed review of the operations of the insurance industry by the United States Securities and Exchange Commission (SEC). Background on business operations of ISPs; Key business activities that the SEC reviews; Activities to be inspected by SEC when making rounds in selling practices area.


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