TITLE

SEC compliance reviews will include ISP firms

AUTHOR(S)
Koco, Linda
PUB. DATE
October 1998
SOURCE
National Underwriter / Life & Health Financial Services;10/19/98, Vol. 102 Issue 42, p9
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
Relates the inclusion of independent service providers (ISPs) in a proposed review of the operations of the insurance industry by the United States Securities and Exchange Commission (SEC). Background on business operations of ISPs; Key business activities that the SEC reviews; Activities to be inspected by SEC when making rounds in selling practices area.
ACCESSION #
1252672

 

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