TITLE

Spitzer, Others Fault Mutual Fund Moves

AUTHOR(S)
Marshall, Jeffrey
PUB. DATE
March 2004
SOURCE
Financial Executive;Mar/Apr2004, Vol. 20 Issue 2, p10
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
The article reports on a forum called "Funds Under Fire" that was sponsored by Kroll Inc. and held in New York City in January 2004. New York State Attorney General Eliot Spitzer, MFP Investors LLC's managing director Michael F. Price, and GE Asset Management Inc.'s chief executive officer and president John H. Myers were speakers at the conference. Topics included investment banking scandals, disclosure, and accountability.
ACCESSION #
12468955

 

Related Articles

  • The People v. Wall Street. Insana, Ron; Spitzer, Eliot // Money;Jun2002, Vol. 31 Issue 6, p71 

    Presents an interview with New York attorney general Eliot Spitzer regarding his probes of financial analysts' conflicts of interest. Comments on his investigation of investment bank Merrill Lynch, resulting in a court order forcing the company to disclose more information about its analysts'...

  • N.Y. State Teachers to Receive Payments in Investment Probe.  // Education Week;10/18/2006, Vol. 26 Issue 8, p6 

    The article reports on the investment company ING's settlement with thousands of New York state teachers. The author reviews how ING paid fees to the teacher's union and then coerced them into getting involved with investments that incurred high fees and low returns. Details related to the...

  • Time To Get Naked. Friedman, Sam // National Underwriter / P&C;5/30/2005, Vol. 109 Issue 21, p5 

    Focuses on comments of New York Attorney General Eliot Spitzer regarding transparency in the insurance industry. Comment of Spitzer that businesses whose operations are transparent to customers, business partners, shareholders, regulators and employees, build trust with all stakeholders; Need...

  • Transparency is insurance industry's medicine. Pfundstein, Donald J. // New Hampshire Business Review;11/12/2004, Vol. 26 Issue 24, p10A 

    Discusses the need for transparency in the insurance brokerage industry of the United States. Impact of New York Attorney General Elliot Spitzer's investigation into the illegal activities of insurance companies on the industry; Laws governing contingent commission in insurance; Functions of...

  • Eliot Spitzer. Bogle, John // Time;4/18/2005, Vol. 165 Issue 16, p94 

    Profiles New York Attorney General Eliot Spitzer. Pursual of justice against false research reports praising the prospects of blue-chip investment-banking firms, mutual-fund companies implicated in market-timing frauds, and insurance brokers implicated in bid rigging and contingent commissions;...

  • Brokers Defend Contingency Fees. Ruquet, Mark E. // National Underwriter / P&C;5/10/2004, Vol. 108 Issue 18, p17 

    Reports that heads of some of the major insurance brokerages are publicly defending their contingency fee arrangements with insurance carriers in light of New York State Attorney General Eliot Spitzer's subpoenas probing the practice. Contingency fees' recognition of the relationship between the...

  • Garamendi Defends Proposal For Complete Disclosure. Postal, Arthur D. // National Underwriter / Life & Health Financial Services;11/22/2004, Vol. 108 Issue 44, p7 

    Reports that California Insurance Commissioner John Garamendi defended his proposed regulation for full disclosure of payments made by insurers to producers during a testimony before a U.S. Senate subcommittee. Citing of wrongdoing prompted by New York Attorney General Eliot Spitzer in his...

  • Financial Products Probe Expanding. Hays, Daniel // National Underwriter / P&C;11/22/2004, Vol. 108 Issue 44, p10 

    Reports that the United States Securities and Exchange Commission and the office of New York Attorney General Eliot Spitzer issued subpoenas in connection with company purchases of insurance products to improve financial statements. Companies involved, including St. Paul Travelers, Ace Ltd.,...

  • Dissension In The Ranks. Friedman, Sam // National Underwriter / P&C;11/14/2005, Vol. 109 Issue 43, p5 

    The article presents a perspective on the deal between major brokerages and Eliot Spitzer, an Attorney General of New York, on setting aside settlement funds for disgruntled policyholders, dumping contingency agreements and vowing to be more open with buyers. As stated in the article, the...

Share

Read the Article

Courtesy of THE LIBRARY OF VIRGINIA

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics