TITLE

Arizona would have paid more for slugs, Rauscher memo says

AUTHOR(S)
Hume, Lynn Stevens
PUB. DATE
January 1998
SOURCE
Bond Buyer;01/12/98, Vol. 323 Issue 30308, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on Rauscher Pierce Refsnes' response to US Securities & Exchange Commission (SEC) charges of securities fraud against the company in Arizona. Company's decision to reduce the price of state and local government series securities sold to the state of Arizona; Details of the securities fraud charges made by the SEC; Failure of the firm to disclose alleged excessive fraudulent markups on the securities.
ACCESSION #
122564

 

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