TITLE

Morgan Stanley won't appeal SEC ruling in G-37 case

AUTHOR(S)
Hume, Lynn Stevens
PUB. DATE
January 1998
SOURCE
Bond Buyer;01/06/98, Vol. 323 Issue 30304, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on Morgan Stanley & Co.'s response to the US Securities and Exchange Commission's refusal to reconsider the National Association of Securities Dealers' (NASD) denial of an exemption from a two-year ban on negotiated municipal business with Massachusetts. Background on the two-year ban; NASD's reason in rejecting the request.
ACCESSION #
122542

 

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