Merrill's Accomodating Stance to Clients

Lugo, Denise
February 2004
Investment Dealers' Digest;2/9/2004, Vol. 70 Issue 6, p4
Trade Publication
Reports on the lawsuit filed by businesswoman Martha Stewart and Tyco International Ltd. against several employees of Merrill Lynch & Co. Inc. in the U.S. Allegations that Stewart and broker Peter Baacnovic conspired, lied and fabricate evidence to opbstruct the government [propbe into whether Stewart acted on inside information when selling her ImClone shares; Testification of Sam Chapin, a Merrill senior vice president at the Tyco trial that the firm was given lead role in the bond offering for Tyco; Conspiracy charges faced by four Merrill employees relating to Enron.


Related Articles

  • Merrill Case Seen as a Trigger .  // American Banker;4/15/2002, Vol. 167 Issue 71, p10 

    Investigates the impact of Merrill Lynch & Co. case on Wall Street firms in New York City. Increase on the lawsuits against Wall Street firms; Details on the court order won by Attorney General Eliot Spitzer; Dismissal of conflict-of-interest complaints against analysts.

  • Nearly 4% of Merrill Workers Take Buyout. Ring, Niamh // American Banker;11/19/2001, Vol. 166 Issue 222, p24 

    Reports on the preference of employees from the Merrill Lynch & Co. engaged in a voluntary buyout package in New York. Initiative to cut production cost; Objective in offering a voluntary option to employees; Number of employees availing of the voluntary option.

  • Computershare Buys Merrill's Employee Stock Purchase Biz. Kentouris, Chris // Securities Industry News;12/04/2000, Vol. 12 Issue 45, p13 

    Reports on Computershare Ltd.'s acquisition of Merrill Lynch & Co. Inc.'s employee stock purchase plan business. Administrative services offered by Computershare to Merrill's clients; Benefits expected by both companies from the deal.

  • Merrill Says No Raises Before Midyear. Ring, Niamh // American Banker;12/6/2001, Vol. 166 Issue 233, p19 

    Focuses on the announcement of Merrill Lynch & Co. on the postponement of salary increase to employees in New York, New York. Application of the policy; Re-evaluation of the policy in mid-2002; Review of business lines.

  • Merrill Hires Retirement Investment Chief.  // American Banker;2/28/2003, Vol. 168 Issue 40, p10 

    Reports on the appointment of Ronald G. Albahary for the post of chief investment officer of the retirement group of investment banking company Merrill Lynch & Co. Inc.

  • Merrill Gives Retail to O'Neal, Banking to Steffens. RING, NIAMH // American Banker;2/15/2000, Vol. 165 Issue 31, p9 

    Reports on Merril Lynch & Co. Inc.'s reassignment of top executives in its United States private-client group. Handing of responsibility for global banking strategy to veteran John L. Steffens; Naming of chief financial officer E. Stanley O'Neal to head the company's retail brokerage operation;...

  • Merrill Plans 100 Banking Hires in 2002. Ring, Niamh // American Banker;4/23/2002, Vol. 167 Issue 77, p24 

    Reports the decision of Merrill Lynch & Co. to hire 100 banking professionals in the U.S. Efforts to compete with traditional commercial banks; Qualifications; Completion of the reconstructuring plan of the company.

  • Customer service turns gold. Weisser, Jill // Training & Development;Dec95, Vol. 49 Issue 12, p9 

    Presents information on training program Service Gold created by Merrill Lynch's customer-service group. Purpose of program; What it is based on; Where the idea for the program originated; Training approaches.

  • Job Cuts Expected at Merrill Brokerage.  // American Banker;6/26/2000, Vol. 165 Issue 122, p28 

    Reports on plans by Merrill Lynch & Co. to cut several hundred jobs from its 35,000-person brokerage staff. Reasons for the cuts; Plans by Merrill to boost its pretax margin; Where the cuts are anticipated to be made.


Read the Article


Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics