SEC to Post, Seek Input on NASD Fee Plan

Hume, Lynn
January 2004
Bond Buyer;1/26/2004, Vol. 347 Issue 31807, p5
Trade Publication
Reports on the public comments sought by the U.S. Securities and Exchange Commission (SEC) on the National Association of Securities Dealer Inc.'s (NASD) proposed fee on trades of municipal securities and other debt. Cost charged by the association to a trading activity fee for each value of bonds; Need for the approval of the SEC to the proposal before its efficacy; Opposition of some municipal market participants to the new fee.


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